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Asset Manager Code of Professional Conduct 6 General Principals

October 13, 2017
  1. Act in a professional and ethical manner at all times.
  2. Act for the benefit of clients.
  3. Act with independence and objectivity.
  4. Act with skill, competence, and diligence.
  5. Communicate with clients in a timely and accurate manner.
  6. Uphold the applicable rules governing capital markets.
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3 Comments
  1. Lucia Rhodes permalink

    I do consider all the ideas you have presented for your post. They are very convincing and will definitely work. Still, the posts are too quick for starters. Could you please lengthen them a bit from next time? Thanks for the post.

    • You do realize these are flashcards, that fit on small physical piece of paper. The posts are unlikely to be lengthened.

  2. This was the first flashcard I wrote/typed out after passing CFA Level 2 and starting to study for CFA Level 3 it seems.

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