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Posts tagged ‘Level 1’

Standard III(E) – Preservation of Confidentiality covers which clients? on June 21, 2018

Efficient Market Hypothesis Summary on April 8, 2018

Beta is formally measured as: on February 19, 2018

Surplus Optimization formula on December 30, 2017

Standard I(B) Professionalism: Independence and Objectivity prohibits members and candidates from accepting any gifts that… on April 3, 2017

If you derive consensus GDP estimates from a recognized reporting service is it plagarism? on April 3, 2017

According to Standard IV(C) Responsibility of Supervisors, if a compliance system is non-existent or if an existing compliance system is inadequate, a member should… on March 25, 2017

Standard III(D) Performance Presentation recommends performance presentations include: on March 25, 2017

Does CAPM incorporate company specific risk? on January 8, 2017

The harmonic mean is sometimes used to reduce the impact of: on December 25, 2016

Under Standard III(A) Loyalty, Prudence, and Care is a diversified portfolio required? on May 30, 2016

Standard IV(B) Conflicts of Interest-Priority of Transactions recommends… on May 28, 2016

An LxM FRA represents on May 28, 2016

Payout Ratio on May 21, 2016

The slope of the Capital Market Line equals: on May 14, 2016

Client brokerage is strictly an asset of the client and must be used… on May 10, 2016

Client brokerage is the property of: on May 10, 2016

By discussing research approach and research process, has an analyst violated the CFA Institute Standards of Professional Conduct? on May 7, 2016

Even if an analyst is familiar with a firm’s research methodology Standard V(A) requires… on May 7, 2016

t-distribution formula on January 29, 2016

How to use the t-statistic on January 29, 2016

Backwardation refers to a situation where: on January 5, 2016

When valuing real estate using NOI always calculate operating expenses from: on January 5, 2016

As yields fall the value of a non-callable bond is greater or less than a callable bond? on January 5, 2016

When calculating debt-to-equity ratio only include liabilities… on December 22, 2015

When comparing inventory between firms who use different accounting standards… on December 22, 2015

Criteria for evaluating whether a lease can be capitalized on December 22, 2015

Double-declining balance formula on December 21, 2015

Dividend Coverage Ratios on December 21, 2015

Impact of Depreciation Method on Financial Statements on December 21, 2015

Free Cash Flow Formula on December 21, 2015

The clean surplus relationship on December 14, 2015

Degrees of freedom equals… on December 1, 2015

When a fund manager (charter holder) takes over a portfolio which has cash proceeds ready for reinvestment, prior to talking to the client, what must they do? on November 30, 2015

According to the Research and Objectivity Standards, employees should not trade contrary to the firms most recent published recommendations except.. on November 30, 2015

In order to accept work outside the firm or additional compensation… on November 30, 2015

What are the responsibilities under the Duties to Clients? on November 30, 2015

What are the responsibilities under Conflicts of Interest? on November 30, 2015

What are the responsibilities under Duties to Employers? on November 30, 2015

What are the responsibilities under Investment Analysis, Recommendations and Actions? on November 30, 2015

What are the responsibilities under Integrity of Capital Markets? on November 30, 2015

What are the responsibilities under professionalism? on November 30, 2015

A trustee must exercise… on November 30, 2015

Interest Coverage Ratio on October 20, 2015

5 basic principals of the new Prudent Investor Rule on October 13, 2015

What are the 6 parts of the CFA Code of Ethics? on October 13, 2015

What are the properties of a normal distribution? on October 12, 2015

Cash Flow based Accruals Ratio on October 9, 2015

Multi-step Income Statement on October 2, 2015

ROE DuPont Method (5 part) on October 2, 2015